blue sky laws การใช้

• The state security laws are often known as blue sky laws.
• However, these blue sky laws were generally found to be ineffective.
• Historically, the federal securities laws and the state blue sky laws complemented and often duplicated one another.
• Many states also regulate broker-dealers under separate state securities laws ( called " blue sky laws " ).
• Prior to the Act, regulation of securities was chiefly governed by state laws, commonly referred to as blue sky laws.
• Today, the blue sky laws of 40 of the 50 states are patterned after the Uniform Securities Act of 1956.
• When Congress enacted the 1933 Act, it left existing state securities laws ( " blue sky laws " ) in place.
• Prior to the enactment of the federal securities laws and the creation of the SEC, there existed so-called blue sky laws.
• Moreover, it can reasonably be assumed that the State's Blue Sky laws, not its general corporate income tax, provide for the capital market's upkeep.
• While most violations of securities laws are enforced by the SEC and the various SROs it monitors, state securities regulators can also enforce statewide securities blue sky laws.
• Recently, however, the National Securities Markets Improvement Act of 1996 added a new Section 18 to the'33 Act which preempts blue sky law merit review of certain kinds of offerings.
• Also, " The New York Times " ( and other national newspapers ) frequently reported on the blue sky laws as various states began to enact them between 1911 and 1916.
• The first blue sky law was enacted in Kansas in 1911 at the urging of its banking commissioner, Joseph Norman Dolley, and served as a model for similar statutes in other states.
• For example, the Investment Bankers Association told its members as early as 1915 that they could " ignore " blue sky laws by making securities offerings across state lines through the mail.
• In 1936 Collins learned that the stock had not been registered in compliance with the Minnesota Blue Sky Laws and learned of facts indicating that he had been induced to purchase by fraudulent representations.
• :You may also want to try blue sky law-- in that context, it means " verifying whether an investment transaction or securities issue complies with the blue sky laws "-- talk ) 21 : 34, 4 March 2010 ( UTC)
• :You may also want to try blue sky law-- in that context, it means " verifying whether an investment transaction or securities issue complies with the blue sky laws "-- talk ) 21 : 34, 4 March 2010 ( UTC)
• During his administration, in March 1911, Kansas enacted the nation's first state blue sky law, which was promoted by Joseph Norman Dolley, the Kansas state banking commissioner, appointed by Governor Stubbs on March 3, 1909 . Stubbs became a staunch opponent of alcohol consumption.
• However it was the failure of the Blue sky law and the 1930 financial crisis and Great Depression that led the United States government to pass legislation in 1934 to strengthen securities law and for the first time create a separate agency the Securities and Exchange Commission.
• On June 4, 1918, the Chicago Tribune reported that the state of Illinois had issued two warrants for the arrest of Hill, who was charged with violating Blue sky laws for fraudulently attempting to sell shares of his school with a $ 100, 000 capitalization, despite the school's assets only being appraised at $ 1200.